On the periphery

I want to start the month off by recommending Marjorie Perloff‘s Edge of Irony: Modernism in the Shadow of the Habsburg Empire, published last year by the University of Chicago Press (a paperback edition will be published in January 2018). The book defines what Perloff calls “Austro-Modernism,” a form of modernist thinking engendered in the years 1914 through 1933, when the Habsburg Empire collapsed and its territories became awash in a bewildering brew of nationalism, anti-Semitism, exile, and blood. Perloff differentiates Austro-Modernism from its German cousin, forged in the political cauldron of the Weimar Republic. As she writes:

Weimar was the workshop for radical ideas, from Marxist theory to Heidegger’s ontological exploration of being-in-the-world to the film theory of Krakauer, Rudolf Arnheim, and [Walter] Benjamin himself. But this is not to say that Austro-Modernism, from Freud to Wittgenstein and Kraus, to Musil and Roth, to Celan and Bachmann, is to be understood as a weaker version of the strong intellectual formation of the Weimar Republic. It was merely different. Given the particular situation of the Habsburg Empire and its dissolution, given the eastern (and largely Jewish) origin of its writers, it developed in another direction, its hallmark being a profound skepticism about the power of government — any government or, for that matter, economic system — to reform human life. In Austro-Modernist fiction and poetry, irony — an irony less linked to satire (which posits the possibility for reform) than to a sense of the absurd — is thus the dominant mode. The writer’s situation is perceived not as a mandate for change — change that is always, for the Austrians, under suspicion — but as an urgent opportunity for probing analysis of fundamental desires and principles. (13; final emphasis my own)

Perloff’s analysis stretches from the “probing analysis” and documentary social satire of Kraus’s The Last Days of Mankind to the “probing analysis” and socio-erotic frisson of Celan’s later lyric poetry, with an excellent coda that muses upon Wittgenstein’s obsession with the Christian gospels towards the end of his life. Ironic satire is a dominant mode in the fiction of both Musil and Roth, but it’s a satire that, as Perloff notes, doesn’t lead to political action, but instead to contemplative action. “In the face of war, in the face of the twin evils of Fascism and Communism and of the corruption that seemed to threaten democracy at every turn, one could expose the follies and evils of one’s world, but meaningful change could only be personal,” Perloff writes. “The aim, as Wittgenstein put it — and Musil and Roth concurred — could only be ‘to become a different person.'” (15)

Although all of Perloff’s subjects were German-speakers, many didn’t start off that way. They were born not in the Empire’s capital Vienna — though Vienna remained a shining beacon of ambition for each of them — but rather on its periphery, and in many cases its easternmost periphery, speaking languages other than German. Karl Kraus was born and raised in the town of Jičín (then a part of the Austrian Empire, now a part of the Czech Republic); Joseph Roth was born and raised in the town of Brody, a small town near Lemberg, now Lviv, in East Galicia (then a part of the Austrian Empire, now a part of Ukraine); Elias Canetti was born in Ruse, Bulgaria (an independent nation then, but with close ties to the Empire);  Paul Celan in the Romanian town of Czernowitz (then a part of the Austrian Empire, now also a part of Ukraine). That they can be considered various facets of that common experience that led to Perloff’s “Austro-Modernism” points to the role that the Empire played in their upbringing.

The Habsburg Empire in 1914 was a mess. Franz Josef I was considered a weak and vacillating leader; its polyglot culture made it all but impossible to administer effectively (especially by a somewhat corrupt and inept central bureaucracy); what we now call its “multiculturalism” was just as bewildering. But it was a mess that somehow functioned, and for much the same reasons. The same Empire gave rise to a Central European form of Modernism that produced composers like Arnold Schoenberg, philosophers like Freud and Wittgenstein, writers like Arthur Schnitzler, painters like Klimt and Schiele. Austrian Jews enjoyed particularly broad freedoms following the 1782 Edict of Tolerance issued by Joseph II, and in 1867 Franz Josef I formally bestowed equal rights on the Jewish population of the Empire. Indeed, in recent years revisionist historians like Pieter M. Judson have emphasized its strengths (even if, ultimately, its weaknesses led to its dissolution in 1918), suggesting that its tolerance  could be something of a model for the polyglot multicultural societies of the 21st century.

The cataclysmic collapse of the Empire in 1918 left Austria a rump state. The Habsburgs were gone; in its place an unstable republic, an easy target for neighboring fascists, that would last for only 16 years (the monarchy ruled for nearly 400 years). This left Perloff’s writers, working in the years between the two world wars, with a sense of loss — that they’d been cut adrift from the land and culture of their youth. Kraus and the others weren’t sentimental about what was gone, but they recognized its strengths and opportunities as well, giving rise to what might be called an ironic conservatism in their outlook. Ultimately, the collapse was a collapse of cultural identity as well. Despite the almost unimaginable size of the empire’s territories, Musil, Celan, Roth, and the others shared a historical culture, which inevitably led to a common recognition — a recognition reflected in habits of thought, social conventions, mind, language — of their tragic situation. They harbored no optimism for the restoration of the monarchy in the years after 1918. Indeed, they harbored no optimism at all — except for the possibilities inherent in what a “probing analysis of fundamental desires and principles” might reveal about us as individuals and how we live. For this reason alone, Edge of Irony is worth a look. Adam Kirsch reviews the book at greater length in the June 22, 2017, issue of the New York Review of Books.


I happen to be a child (or, at least, a grandchild) of the periphery of the Austrian Empire myself. My paternal grandfather Maxsym Hunka arrived at Ellis Island in 1914 from Ukraine (probably from Berezhany, Ternopil, then a part of the Austrian Empire, now a part of western Ukraine); he too was an exile from a collapsing world, perhaps sharing (in the peculiar ways of his own situation) in the habits of thought, social conventions, mind, and language of the subjects of Edge of Irony. He was far from an intellectual, receiving only a fifth-grade-level education according to US Census reports from later years. But if there can be said to be a cultural DNA just as influential upon us as our biological DNA, passed down in the form of these habits through the generations, they might generate in us an affectionate affinity for characteristics of our ancestral cultures, its origins barely recognized in our individual histories unless we look for them. I’ve been looking for mine recently, and Edge of Irony encouraged me to look further. More about that soon.

2 thoughts on “On the periphery”

  1. “But if there can be said to be a cultural DNA just as influential upon us as our biological DNA, passed down in the form of these habits through the generations, they might generate in us an affinity for characteristics of our ancestral cultures, its origins barely recognized in our individual histories unless we look for them.”

    No wonder we’re good friends. I have had a similar idea for many years, just less fully formed. My grandparents and great-grand parents also came from tumultuous edges of empires. My maternal ancestors are from Ireland and Germany; however, I know very little about them due to my mother’s early death when I was just 10. My father’s parents were from Lithuania, which has a dual history of empire. The joint kingdom of Poland-Lithuania was once the largest state in Europe, and when that gradually collapsed, the empire’s constituent parts were divided up between European powers, Lithuania and the other Baltic states became “protectorates” of the Russian empire. My grandfather was born in Šiauliai, Lithuania. My grandmother was born in Kaunas, Lithuania, but spent most of her life before emigration in Liepaja, a port town In neighboring Latvia, some 130 miles west of the capital Riga. As port cities usually are, Liepaja was multi-cultural, so when grandmother and her family arrived at Ellis Island on the Lusitania in the spring of 1912, she had already mastered Lithuanian, Latvian, Russian, and Polish. It was a simple matter for her to then master English. (Funny side note: because she was both literate and multi-lingual, my grandmother used to make some extra cash by transcribing letters for illiterate neighbors. But she did not always write what her clients said!)

    So, did this tolerance for difference get passed down to my grandmother’s children and grand children? Hard to say with scientific precision. My father’s parents settled in a Lithuanian neighborhood in Kearney, New Jersey. But New York eventually pulled my father: he started coming in as soon as he was able to take the bus himself, about age10 (1946). He married a fellow literary/scholarly type, and they eventually settled on the Upper West Side of New York, about as polyglot as a neighborhood can get. I can’t point to anything concrete. My father never told us of any preaching from his grandparents, nor did he ever preach tolerance to us. But my grandmother’s six grandchildren (my two brothers, me, my three cousins, all males) are married to or partnered with women with connections to the Philippines (me), Guyana, Africa and Native America, Scotland, and other European countries. I’m fluent only in English, but I’ve studied Spanish, French, and German (Herr Ober: wie komme ich zum Badezimmer?), and picked up bits and pieces of various other languages from travel and just plain curiosity. I’ve lately been traveling a lot.

    A PhD would warn, and rightfully so, “Correlation does not equal causation!” I’m not sure where to look here. Academia has no Lithuanian studies departments, and I can think of no historians of Lithuanian historians, fiction writers, or poets. I can think of only a few football players in the Lithuanian-American community (but they’re both in the Hall of Fame!). Further inquiry is necessary.

    1. “My father never told us of any preaching from his grandparents, nor did he ever preach tolerance to us.” Nor, I have to say, did mine. But it may not have been preaching; it may have been example through behavior and attitude. When my grandfather arrived in New York in 1914 he first stayed at a tenement on New York’s Clinton Street on the Lower East Side (a few blocks from where I live with my family now); eventually he gravitated towards the polyglot, mostly immigrant working-class Northern Liberties section of Philadelphia. There he married a woman from Slovakia, and his neighbors (and my father’s closest childhood friends) were of various ethnic backgrounds, mostly Jewish. (And my father had memories of being a neighborhood Shabbos goy as a child; Jewish families would beckon to him from their windows on Saturday to turn on an electric light for them or somesuch.) My grandfather may have brought with him from western Ukraine that tolerance for other cultures that was encouraged in the late Habsburg Empire, as I write above; he demonstrated this tolerance through his behavior and attitudes towards his neighbors, not through lectures and sermons.

      I don’t remember my father lecturing to me, either, about tolerance, but because of his example he didn’t have to. Perloff’s writers shared a perspective over geographic distances; perhaps we share the perspective through temporal distances, always dependent upon the cultures wherein those perspectives originated. (Yes, that might explain friendships — those affinities between individuals who don’t share blood.) And of course they change and evolve, just as we do with our biological DNA.

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